ISE
Please read the FAQs further down this page for important information
Tailored for individuals servicing institutional accounts, this course builds on the foundation of CIRE by emphasizing the unique products, market structures, and regulatory considerations in institutional markets. It prepares candidates to demonstrate competency in trading practices, risk management, and the distinct obligations when dealing with sophisticated clients. Previously, individuals typically completed CSI’s Canadian Securities Course® (CSC®) and the Conduct and Practices Handbook® (CPH®) to qualify as an RR, with the Wealth Management Essentials® (WME®) required as a post-approval requirement within 30 months of approval to maintain the licence. Note: Passing CIRO’s exam(s) is only one part of the proficiency requirements. To become registered and practice, you must also be approved through a CIRO-regulated dealer and complete any required dealer training and CIRO Conduct Training. Some roles also have education and experience requirements.
1
Package 1
$$699
180 Days (6 months) Month (30 days) Online Access
Textbook Summary
Concise summary of the text
book in an easy to understand
format. Interactive and searchable
Test Engine Included
with Order Option 2
2
Package 2
$$699
180 Days (6 months) Month (30 days) Online Access
* Due to the unique nature of the AFP® series of exams, we are not able to offer a MBG on this product. However, you can register with confidence knowing that the SeeWhy AFP® study tools have been developed and field-tested with a very high success rate. We are pleased to offer this unique product to retail students for the first time.